sc13gza

0000950123-10-112838.txt : 20101210 0000950123-10-112838.hdr.sgml : 20101210 20101210162437 ACCESSION NUMBER: 0000950123-10-112838 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20101210 DATE AS OF CHANGE: 20101210 GROUP MEMBERS: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RES CARE INC /KY/ CENTRAL INDEX KEY: 0000776325 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 610875371 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49827 FILM NUMBER: 101245282 BUSINESS ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 5023942100 MAIL ADDRESS: STREET 1: 10140 LINN STATION RD CITY: LOUISVILLE STATE: KY ZIP: 40223 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G/A 1 c61754csc13gza.htm SC 13G/A sc13gza

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Amendment # 1

Under the Securities and Exchange Act of 1934

Res-Care, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

760943100

(CUSIP Number)

November 30, 2010

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

This Schedule is filed pursuant to Rule 13d-1(b)

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

TABLE OF CONTENTS


	Signature
Exhibit Index


CUSIP No.		760943100


1)	NAME OF REPORTING PERSON Ameriprise Financial, Inc.
	S.S. or I.R.S. Identification No. of Above Person IRS No. 13-3180631

2)	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
	(a) o
	(b) þ*

3)	SEC USE ONLY



4)	CITIZENSHIP OR PLACE OF ORGANIZATION

	Delaware

		5)	SOLE VOTING POWER

NUMBER OF			-0-

SHARES		6)	SHARED VOTING POWER
BENEFICIALLY
OWNED BY			115,057

EACH		7)	SOLE DISPOSITIVE POWER
REPORTING
PERSON			-0-

WITH		8)	SHARED DISPOSITIVE POWER

			137,043

9)	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

	137,043

10)	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

	Not Applicable

11)	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

	0.47%

12)	TYPE OF REPORTING PERSON

	CO

* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.


CUSIP No.		760943100


1)	NAME OF REPORTING PERSON Columbia Management Investment Advisers, LLC
	S.S. or I.R.S. Identification No. of Above Person IRS No. 41-1533211

2)	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
	(a) o
	(b) þ*

3)	SEC USE ONLY



4)	CITIZENSHIP OR PLACE OF ORGANIZATION

	Minnesota

		5)	SOLE VOTING POWER

NUMBER OF			-0-

SHARES		6)	SHARED VOTING POWER
BENEFICIALLY
OWNED BY			115,057

EACH		7)	SOLE DISPOSITIVE POWER
REPORTING
PERSON			-0-

WITH		8)	SHARED DISPOSITIVE POWER

			137,043

9)	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

	137,043

10)	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

	Not Applicable

11)	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

	0.47%

12)	TYPE OF REPORTING PERSON

	IA

* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.


1(a)	Name of Issuer:	Res-Care, Inc.

1(b)	Address of Issuer’s Principal Executive Offices:	10140 Linn Station Rd. Louisville, KY 40223

2(a)	Name of Person Filing:	(a) Ameriprise Financial, Inc. (“AFI”)

		(b) Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) (“CMIA”)

2(b)	Address of Principal Business Office:	(a) Ameriprise Financial, Inc. 145 Ameriprise Financial Center Minneapolis, MN 55474

		(b) 100 Federal St. Boston, MA 02110

2(c)	Citizenship:	(a) Delaware

		(b) Minnesota

2(d)	Title of Class of Securities:	Common Stock

2(e)	Cusip Number:	760943100

Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):

(a) Ameriprise Financial, Inc.

A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)

(b) Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC)

		An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)

4		Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

		AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.

		Each of AFI and CMIA disclaims beneficial ownership of any shares reported on this Schedule.

5		Ownership of 5% or Less of a Class:

		If this statement is being filed to report the fact as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ.

6		Ownership of more than 5% on Behalf of Another Person: Not Applicable

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

AFI: See Exhibit I

Identification and Classification of Members of the Group:

Not Applicable

Notice of Dissolution of Group:

Not Applicable

10		Certification:

		By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: December 10, 2010


Ameriprise Financial, Inc.
By:	/s/ Wade M. Voigt
	Name:	Wade M. Voigt
	Title:	Director — Fund Administration

Columbia Management Investment Advisers, LLC
By:	/s/ Amy Johnson
	Name:	Amy Johnson
	Title:	Chief Operating Officer

Contact Information Wade M. Voigt Director — Fund Administration Telephone: (612) 671-5682

Exhibit Index

Exhibit I		Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Exhibit II		Joint Filing Agreement

EX-99.I 3 c61754cexv99wi.htm EX-99.I exv99wi

Exhibit I

Schedule 13G

Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:

Investment Adviser — Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

EX-99.II 4 c61754cexv99wii.htm EX-99.II exv99wii

Exhibit II

Schedule 13G

Joint Filing Agreement

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated December 10, 2010 in connection with their beneficial ownership of Res-Care, Inc. Columbia Management Investment Advisers, LLC (formerly known as RiverSource Investments, LLC) authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.


Ameriprise Financial, Inc.
By:	/s/ Wade M. Voigt
	Wade M. Voigt
	Director — Fund Administration

Columbia Management Investment Advisers, LLC
By:	/s/ Amy Johnson
	Amy Johnson
	Chief Operating Officer

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